SMCR (Senior Managers and Certification Regime)
Accountability with Accuracy
CLDigital’s SMCR solution helps UK financial services firms simplify compliance and strengthen governance. Built to align with FCA and PRA expectations, the solution brings together role mapping, responsibilities, attestations, and breach tracking — all in one place.
No more spreadsheets. No more chasing signoffs. Just a clear, auditable system that keeps your people and policies aligned.
Key Components:
- Senior Manager function and responsibility mapping
- Certification staff tracking and fitness records
- Attestation workflows and digital signature capture
- Breach logging and resolution tracking
- Conduct rule training and evidence capture
- Automated reminders and review cycles
- Board-ready reports and regulatory exports
- Role-based permissions and access controls
Confidence Across the Chain of Accountability
With CLDigital, every role, responsibility, and regulatory obligation is connected and traceable. Changes to org structure or personnel are updated in real time. Dashboards make it easy to show regulators who is responsible, what they’ve attested to, and how breaches are handled.
End-to-End Compliance, Simplified
From onboarding through offboarding, the SMCR lifecycle is managed without manual workarounds or missed steps. Our solution is adaptable to firm size and structure — whether you’re dual-regulated or solo-regulated.
Why CLDigital
UK financial firms use CLDigital because it delivers:
- End-to-end SMCR oversight without operational drag
- Rapid deployment with no-code configuration
- A trusted foundation for culture, conduct, and accountability
Let’s make compliance clear — and accountability simple.
